*
|
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
|
1
|
|
NAMES OF REPORTING PERSONS
Antara Capital LP
|
||||||||||||||||
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☒
|
||||||||||||||||
3
|
|
SEC USE ONLY
|
||||||||||||||||
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
||||||||||||||
|
6
|
|
SHARED VOTING POWER
0
|
|||||||||||||||
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|||||||||||||||
|
8
|
|
SHARED DISPOSITIVE POWER
0
|
|||||||||||||||
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
||||||||||||||||
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
||||||||||||||||
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
|
||||||||||||||||
12
|
|
TYPE OF REPORTING PERSON (See Instructions)
PN, IA
|
1
|
|
NAMES OF REPORTING PERSONS
Antara Capital GP LLC
|
||||||||||||||||
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☒
|
||||||||||||||||
3
|
|
SEC USE ONLY
|
||||||||||||||||
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
|
||||||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
||||||||||||||
|
6
|
|
SHARED VOTING POWER
0
|
|||||||||||||||
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|||||||||||||||
|
8
|
|
SHARED DISPOSITIVE POWER
0
|
|||||||||||||||
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
||||||||||||||||
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
||||||||||||||||
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
|
||||||||||||||||
12
|
|
TYPE OF REPORTING PERSON (See Instructions)
OO
|
1
|
|
NAMES OF REPORTING PERSONS
Himanshu Gulati
|
||||||||||||||||
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) ☐ (b) ☒
|
||||||||||||||||
3
|
|
SEC USE ONLY
|
||||||||||||||||
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
USA
|
||||||||||||||||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
|
5
|
|
SOLE VOTING POWER
0
|
||||||||||||||
|
6
|
|
SHARED VOTING POWER
0
|
|||||||||||||||
|
7
|
|
SOLE DISPOSITIVE POWER
0
|
|||||||||||||||
|
8
|
|
SHARED DISPOSITIVE POWER
0
|
|||||||||||||||
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
0
|
||||||||||||||||
10
|
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)
☐
|
||||||||||||||||
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0%
|
||||||||||||||||
12
|
|
TYPE OF REPORTING PERSON (See Instructions)
IN
|
Item 1(a)
|
Name of Issuer:
|
Item 1(b)
|
Address of Issuer’s Principal Executive Offices:
|
Item 2(a)
|
Name of Person Filing:
|
Item 2(b)
|
Address of Principal Business Office or, if None, Residence:
|
Item 2(c)
|
Citizenship:
|
Item 2(d)
|
Title of Class of Securities:
|
Item 2(e)
|
CUSIP Number:
|
Item 3.
|
If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
|
☐
|
|
Broker or dealer registered under Section 15 of the Exchange Act.
|
(b)
|
|
☐
|
|
Bank as defined in section 3(a)(6) of the Exchange Act.
|
(c)
|
|
☐
|
|
Insurance company as defined in section 3(a)(19) of the Exchange Act.
|
(d)
|
|
☐
|
|
Investment company registered under section 8 of the Investment Company Act of 1940.
|
(e)
|
|
☒
|
|
An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
|
(f)
|
|
☐
|
|
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
|
(g)
|
|
☒
|
|
A parent holding company or control person in accordance with Rule 13d 1(b)(1)(ii)(G).
|
(h)
|
|
☐
|
|
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
|
(i)
|
|
☐
|
|
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940.
|
(j)
|
|
☐
|
|
Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
|
Item 4.
|
Ownership.
|
Item 5.
|
Ownership of Five Percent or Less of a Class.
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
|
Item 8.
|
Identification and Classification of Members of the Group.
|
Item 9.
|
Notice of Dissolution of Group.
|
Item 10.
|
Certification.
|
ANTARA CAPITAL LP
|
||
By:
|
|
Antara Capital GP LLC,
|
|
its general partner
|
|
By:
|
|
/s/ Himanshu Gulati
|
|
Name: Himanshu Gulati
|
|
|
Title: Managing Member
|
|
ANTARA CAPITAL GP LLC
|
||
By:
|
|
/s/ Himanshu Gulati
|
|
Name: Himanshu Gulati
|
|
|
Title: Managing Member
|
|
By:
|
|
/s/ Himanshu Gulati
|
|
Name: Himanshu Gulati, an individual
|